Welcome to the Association of Securities & Exchange Commission Alumni website

ASECA is a non-profit charitable organization that fosters the shared history and unique camaraderie between SEC alumni globally.

Founded in 1990 with the goal of continuing the camaraderie that existed among members when they worked together at the Securities and Exchange Commission, today ASECA boasts a network of nearly 1,000 SEC alumni worldwide. Read more about ASECA here.

From this site, ASECA members will have access to an online membership directory and have access to historical information.

Should you misplace a newsletter or want to see pictures of an annual dinner that you missed - it's all here.

Special ASECA & PLI Reception

Join ASECA and the PLI for a special reception at the 56^th Annual Institute on Securities Regulation in New York City. This fun evening will provide a great opportunity to connect with former colleagues, expand your network, and catching up on the latest news surrounding the conference. A special toast to the SEC will be held during the reception and you do not want to miss it.

For those registered to attend the securities conference, this event is included in your registration.

For ASECA members and guests not planning to attend the conference, take advantage of the opportunity to attend with a special reception-only rate of $75 (ASECA members receive an additional discount). Register now for this great event here.

For additional information on the 56^th Annual Institute of of Securities Regulation or would like to register for the conference, please connect with this link.

 

ICI & ASECA: Celebrating 100 Years of the Mutual Fund

A special thank you to the Investment Company Institute (ICI) and Dimensional Fund Advisors for their part in the Austin, TX event on May 14th. Five former directors of the SEC Division of Investment Management came together to reflect on the current issues facing the investment management industry.

Industry pioneer David Booth, Founder and Chairman of Dimensional Fund Advisors, hosted the event, alongside Co-Chief Executive Officers Dave Butler & Gerard K. O’Reilly. Eric Pan, President and CEO of the Investment Company Institute, and Catherine Newell, General Counsel and Executive Vice President of Dimensional Fund Advisors, moderated the panel. Heather Traeger, ASECA Board Member and President-Elect, will provide concluding remarks.  

Thank you for attending the 29th Annual ASECA Dinner

and William O. Douglas Award Presentation

 To donate to the ASECA Scholarship Fund, please click here.

ASECA is a 501(c)3 organization and your charitable contributions are tax deductible to the full extent allowed by law.